SERVICES

Commitment to Integrity
Independent financial advisors who are fee based are required to comply with the 1940 Investment Advisors Act which requires the advisor to always act in the best interests of their clients, engage in full disclosure and to accept a fiduciary responsibility for their advice.

• Investment policy statement incorporating client objectives
• Risk tolerance assessment
• Selection of appropriate investment manager teams
• Selection and oversight of appropriate investments
• Periodic portfolio rebalancing
• Periodic reporting
• Periodic client reviews

• Advanced review of client objectives incorporating estate planning, trust review and development of business and accumulated wealth transfer strategies
• Wealth accumulation analysis
• Advanced tax planning
• Financial independence analysis
• Education planning
• Risk management review including life, disability, healthcare, long-term care and general liability
• Trustee relationship management
• Charitable giving strategies, where desired
• Review of and solutions for concentrated investment positions
• Management and review of professional relationships on client’s behalf

TRUST SERVICES may involve management of trust administration and include some of the following elements:

• Review, analysis and maintenence of trusts, wills, and other pertinent estate and trust planning documents
• Trust administration services
• Counseling and assisting individual trustees in their fiduciary responsibilities
• Hiring and managing a Corporate trustee to perform services on behalf of beneficiaries
  These services are provided through membership in Alliance Entrust.